Alito and the Unraveling of Originalism

During the current period of internal debate on Dobbs v. Jackson Women’s Health Organization, the public was provided a draft of the thinking of the “conservative” justices of the Supreme Court on the issue of abortion and personal liberty through a leaked version of Justice Alito’s draft majority opinion. I use quotes around the word conservative, because the decision is anything but conservative in its scope and effect.

Furthermore, despite much hand-wringing, the document provides much needed insight into the thinking of the Court majority on an issue of great public weight: the issue of personal liberty. Despite much criticism and an announced investigation, there is virtually no defensible reason why the process of the Court should not be open, as it is for almost every other branch of government. As such, it seems the issue of a leak of its working documents on such a weighty matter is a small price to pay for transparency and accountability. Secondly, this is not the first time a Supreme Court decision has been scooped and it won’t be the last.

The only difference is the amount of hot air spent on the leak because the decision itself is so odious. The pattern of the current court has been to make guerilla docket decisions, like a thief in the night. Forewarning of the denial of liberty to more than half of the country’s population has, rightly, caused a reaction that is only a preview of the storm to come.

It is true that, in theory, judicial responsibility is a contemplative and deliberate process that requires some measure of reflection and give-and-take. Under this ideal view, reconciling the perspectives of nine justices to produce a cohesive opinion is both a fraught and sensitive process. Were that we were to live in such an ideal, theoretical world.

Were the theoretical view of the judicial process true, any revocation of a liberty through judicial fiat would be considered both unusual and require extraordinary circumstances and subtlety. There is none of that in the draft opinion or in the case before the Court. The reason for this condition is the extraordinary lengths the reactionary right in this country has gone to degrade previously trusted institutions.

The reality is that the Supreme Court is a political institution made up of a mix of respected and leveled-headed jurists, fanatics with a political agenda, and mediocre political tools. This argues for a more transparent process that is paired with a strong ethical law of judicial conduct that applies to the Court’s membership. Sunshine and democracy bolstered by the balance and separation of powers is a curative for most civic ailments. This is no exception.

The degradation of the Court didn’t begin with Donald Trump, but no one, except perhaps Richard Nixon, has been so effective at degrading the integrity and effectiveness of anything that he touched as effectively as Trump. The man epitomizes the concept of the inverse Midas Touch. Everything he touches turns to excrement—and it is only excrement in the form of judicial opinion that seems to come from this Court.

This current state can only be expected given that he—given aid and comfort by the likes of Senators Lindsay Graham and Mitch McConnell—has more than any previous president appointed the proponents of banal thoughtlessness to the Court and to the courts, selecting clearly unqualified candidates to lifetime judicial appointments, and demanding personal loyalty and political fealty in the area of jurisprudence: like a mob boss or tin-torn caudillo.

If there is any defining judicial philosophy that the Court’s “conservatives” assert, it is that they are following the concept of originalism. Taking these assertions at face value, it is therefore fair to evaluate the efficacy and validity of this concept as it is applied.

What Art Thou Originalism? Liberty and Other Rights in Dobbs

According to Justice Barrett, the latest of its adherents appointed to the Court, originalism is defined as an approach that the “constitutional text means what it did at the time it was ratified and that this original public meaning is authoritative.” The late Justice Antonin Scalia stated, in a 1988 lecture explaining why he is an originalist, “The main danger in judicial interpretation of the Constitution is that the judges will mistake their own predilections for the law.”

While good in theory, the Constitution doesn’t always stand up to a clear language or clear meaning test that is suspended in time. Many sections and amendments to the document were written expansively with the intent that future generations and Congresses would find the balance in applying the broad principles enumerated. Archaic language also plays a role, which in many cases has many meanings, not just one.

Barrett herself, before rising to the Bench, noted this conundrum when viewed through an originalist’s lens in approaching modern developments: “Adherence to originalism arguably requires, for example, the dismantling of the administrative state, the invalidation of paper money, and the reversal of Brown v. Board of Education.” But, she asserts, there are past decisions that “no serious person would propose to undo even if they are wrong.”

Apparently, the vague “serious person” rule does not apply to the 49-year-old Roe decision. But the most appalling part of her assertions lies in the certainty that rises to the level of arrogance that she possesses superior jurisprudential knowledge than what the various justices over almost fifty years ruled in Roe and Casey, and in the cases that have upheld them.

Her background, while demonstrating competence in her various limited assignments and appointments, do not reveal a particularly brilliant or independent legal mind. Over the course of her private practice, her academic career, and her work at the Seventh Circuit Court of Appeals, nothing would mark her as eminently qualified to serve on the U.S. Supreme Court, apart from her fawning obsequiousness to the originalist philosophy of the late Justice Scalia, for whom she clerked. Overall, her writing shows that she is polemical, as opposed to analytical, in her approach to legal issues.

While she seems to be workmanlike and generally likeable, nothing distinguishes her except for an adherence to a questionable and rigid legal philosophy, a pro-large business, anti-environmental and anti-labor bias, and the occasional interjection of her personal religious beliefs into legal issues. Her opinions on the Seventh Circuit were neither consistent nor did they articulate a coherent legal approach to justice. On the contrary, they seemed to align with the recent trend of other originalist jurists to base their arguments on a pre-determined outcome. This is known as “begging the question.”

But let’s give the devil his due for the sake of argument. What are these elements that make an originalist reverse a 49-year-old precedent? The Court discusses them as such, which I have outlined as follows:

  • Up until Roe, the various States addressed the issue of abortion and women’s reproductive liberty.
  • The Constitution “makes no mention of abortion” and that “no such right is implicitly protected…”
  • The Court issued a set of rules regarding application of the decision based on pregnancy trimesters and related to fetal “viability,” which have the appearance of statutory language.
  • The Court’s decision ended the ability of States to regulate abortion and women’s reproductive liberty in this manner.
  • Planned Parenthood v. Casey revised Roe, which included negating the trimester standard and, in its place, substituting an “undue burden” standard on State action.
  • That the Due Process Clause of the Fourteenth Amendment does not protect abortion as one of the rights not enumerated in the Constitution and that the case of Washington v. Glucksberg (1997) determines what does.
  • That under Glucksberg, a right must be “deeply rooted in this Nation’s history and tradition” and implicit in the concept of ordered liberty.”
  • That abortion doesn’t fall under the Glucksberg test since it was not decided until 1973.
  • That the Equal Protection provisions of the Fourteenth Amendment do not apply either, especially to women as it relates to abortion.
  • That the right to “privacy” is not absolute and doesn’t apply to abortion, since there are competing interests and that these should be resolved by the States.

In order to support the denial of a Fourteenth Amendment protection for abortion, Alito queries the state of abortion in 1868—the date when the amendment was passed. In doing so, he cites tradition as processed through the selective legal writings of Bracton, Coke, Hale, Blackstone and others to assert that abortion prior to “quickening,” that is the viability of the fetus used in the original Roe decision, was not a consideration in common law.

In supporting his critique that abortion does not meet the Glucksberg test, Alito goes back to the 13th century, to a time where the rights accepted at this country’s founding in the 18th century would also not be recognized. In criticizing both legal precedent and common law precedent used in Roe, Alito simply then draws a line in favor of these archaic beliefs and says that the Court in 1973 was erroneous, and in classic bit of hand-waving, that its reasoning “makes no sense.” He also asserts that the issue was extremely contentious in 1973, which is against the reality that anyone who was alive in that year could tell you. On the contrary, the finding in Roe seemed all but a foregone conclusion, with even most Catholics and the majority of Protestant religious organizations supporting the right to various degrees.

The Conceit of Originalism

This opinion, as noted, is a mess of historical inaccuracies, tautology, and hand waving. Good thing it is a draft; and one cannot help but surmise whether this is just a strawman argument and that the Court will uphold Roe in general, but modify the rule as was done in Casey. But let’s take the assertions in groupings:

First, the statement that the States regulated abortion until 1973 is both a statement of fact and of the problem that Roe sought to address. It adds no value to Alito’s argument and does not pass the “so-what” test. A legal opinion isn’t one until it is made. The Court decided in 1973 to take up the case because of the compelling and important underlying issues presented.

Also in this group are the general statements that Roe established guidelines for trimesters based on fetal viability, which addressed the issue of personhood (discussed in more detail below), and that the ruling ended the variability of States to write laws on abortion. Again, a statement from Captain Obvious. After all, this last was the purpose of the decision. The Casey revisions are also a matter of record, expanding the discretion in State regulation.

Second, the statement regarding abortion not being mentioned in the Constitution is an equivocation. This assertion was also made by Senator Graham and other “conservatives” during the confirmation hearing of Judge Ketanji Brown Jackson, and so one cannot help but wonder about the collusion among like-minded officials in Washington and their eagerness to repeat this canard.

The problem here is that anyone educated about our Constitutional government understands that our system is one of enumerated (that is, stated) governmental powers, and both enumerated and implied individual rights. In addition, our Constitution was not frozen in time in 1789 because that document has been amended 27 times. The amendments that expanded individual rights are generally understood to be the 13th through 15th amendments, the 19th, and the 26th amendments.

When the first ten amendments that became the Bill of Rights were being debated, there were generally two camps—the Federalists and the Anti-federalists. One of the core differences between the factions was the fear, articulated by the Federalists, that enumerating rights would mislead future Americans in believing that those were the only rights reserved by the people. The Antifederalists sought a Bill of Rights so that at least some of the most cherished rights were codified in the Constitution, which was the antecedent charter of the American people.

The latter argument won out with an implicit agreement, articulated in newspapers across the country, that both factions believed that there were rights that were not enumerated, but that those that were enumerated are the most cherished and a wall against tyranny. This is a core defining principle of this country. This Court is the example they sought to guard against.

The concept of bodily autonomy is one that is recognized since the founding of the country and was first clearly articulated in the Declaration of Independence’s broad statement to “life, liberty, and the pursuit of happiness.” This is our deeply rooted tradition in “ordered liberty,” which emphasizes liberty and doesn’t mention order. No doubt an originalist like Alito would defer to English common law that allowed the sovereign to quarter troops and suspend habeas corpus. But that is not *our* tradition.

Furthermore, the Sixth Amendment establishes the “right of the people to be secure in their persons…” The Seventh Amendment establishes that “No person shall…be deprived of life, liberty, or property, without due process of law…” The Fourteenth Amendment applied these rights to persons and prohibited the States from denying them.

It is here that Alito, applying originalism, stops. He relies on conceptions of liberty at the time of the amendment’s passage. What is insidiously ironic about this approach, is that the conditions among the States in 1868 are the very conditions which the amendment abolishes. In this case, it ostensibly was the condition of the freedmen and any other *person* who lived in the various States. But it needs to be noted that the amendment was also a broader recitation of the concept of individual rights and which the States could not undermine. Thus, the concept of personhood was introduced and in 1868 it is admittedly a fairly narrow one, but that was not as it was seen when it was ratified.

Nor does the story end there. In 1870, the 15th Amendment established universal male suffrage regardless of race, color, or previous condition of servitude. In 1919 the 19th Amendment extended the franchise to women. Thus, by 1919, the rights of women were only beginning to be realized, but now they could begin to exercise the power that the vote provides even though the courts were not yet ready to afford them the equal status that voting would seem to imply. In 1971, the right to the franchise was extended down to the age of 18.

When we establish or recognize rights, the originalist approach would be to go back to 1870, 1919, or 1971. This is not only faulty, it is a conceit, as if someone today can place themselves in the minds of someone in the past—like a clairvoyant. Furthermore, the Alito originalist (and his co-jurists) would approach each one in a vacuum, not as a continuation or extension–an amendment and therefore new interpretation—to the country’s charter. The intellectual dishonesty in this approach, at this level of judicial governance, is both breathtaking and troubling.

Prior to this Court, the pattern—which sits on firm ground—has been to note that the purpose or intent of the ever-expanding recognition of previously ignored or unsettled rights. The perspective has been: “from this time forward.” The application of these rights must, by necessity, be judiciously determined under actual conditions, not some mythical reification of an ideal or in the mind of the judge. But, of course, this has not always been the case, particularly as it relates to the rights of previously disenfranchised groups, women among them.

Alito’s opinion makes much of not following precedent (stare decisis), and in a bit of self-congratulatory language, compares it to Brown overturning Plessey. The focus on Brown among a conservative movement that considered it and other Warren Court cases to be judicial overreach is ironic and troubling in a “thou protest too much” sort of way. This is doubly troubling given the writing of Justice Barrett and the draft Alito opinion that undermines and/or denies many of the same rights asserted as the basis for Brown.

Since just prior to the middle of the 20th century, our society has become somewhat complacent in believing in the concept that the arc of history always bends toward justice; that the progress ennobling democratic and human rights was inevitable. But the reality behind the milestones we celebrate are, instead, the work of untold others who sacrificed and fought to gain a measure of dignity, justice, and human rights either for themselves, or for generations that followed.

Our nation, for all of its blessings, was born with the defects of 18th century thinking regarding race, gender, and caste. It was a pre-scientific time, which our legal and social institutions must keep in mind, and to make adjustments to our present thinking, as new knowledge has become known. We have had and will have to continue to work hard to confront those historical defects, including those who would suppress or prevent its acknowledgment.

Rather than the draft opinion of Dobbs being comparable to Brown overturning Plessey, the more appropriate analogy is the Supreme Court’s notorious nullification of the rights found in the 13th through 15th amendments in the Civil Rights Cases of 1883, which caused the rise of Jim Crow and the Black Codes across the south and many border states. It is these that then made Plessey possible. This comparison is the more apropos one because there is no mention of women’s rights in the Alito draft opinion, or an acknowledgment of their personhood, with all of the rights that attend to that finding. The unwritten effect of driving originalism’s Wayback Machine to 1868 is the underlying and implicit doctrine that a woman’s body, and in particular the womb, belonged to her husband.

The concern here is that the Court has assumed that women do not have an interest in whether to remain pregnant and have inserted their own judgment—or that of individual States—for that most personal of all decisions. During oral arguments of the case, Justice Barrett suggested that the existence of safe-haven laws and adoption in general rendered moot the pro-choice argument that abortion access protects women from “forced motherhood.” Instead, she asserted, “it doesn’t seem to me to follow that pregnancy and then parenthood are all part of the same burden,” said Barrett. “The choice, more focused, would be between, say, the ability to get an abortion at 23 weeks, or the state requiring the woman to go 15, 16 weeks more and then terminate parental rights at the conclusion.” This is a cavalier and casually extreme statement that nullifies the personal autonomy of women. It also ignores the reality of female childbirth mortality and complications.

At heart, originalism isn’t about jurisprudence at all, but part and parcel of the widespread trend to fundamentalist and literal thinking and interpretation that first arose in the 1970s across various religious groups, but is now conflated to the political and legal spheres.

In her book, The Battle for God, Karen Armstrong noted a strong family resemblance between the various forms of religious fundamentalism, but these characteristics are also troublingly familiar in today’s politics. According to Armstrong, “They are embattled forms of spirituality, which have emerged as a response to a perceived crisis. They are engaged in a conflict with enemies whose secularist policies and beliefs seem inimical to religion itself. Fundamentalists do not regard this battle as a conventional political struggle, but experience it as a cosmic war between the forces of good and evil. They fear annihilation, and try to fortify their beleaguered identity by means of a selective retrieval of certain doctrines and practices of the past. To avoid contamination, they often withdraw from mainstream society to create a counterculture; yet fundamentalists are not impractical dreamers. They have absorbed the pragmatic rationalism of modernity, and, under the guidance of their charismatic leaders, they refine these “fundamentals” so as to create an ideology that provides the faithful with a plan of action. Eventually they fight back and attempt to re-sacralize an increasingly skeptical world.”

The originalist argument against rights being asserted by previously disenfranchised people is an argument against modernity, denying everything that followed 1868. If the Constitution of 1789 was the Old Covenant, which replaced both English aristocracy and the unworkable Articles of Confederation, the post-Civil War Amendments are the New Covenant. It established individual rights and liberty, and the primacy of the national government enforcing these rights over the States.

Originalism is a dialing back of the clock and a denial of this New Covenant which has expanded democracy and human dignity in order to achieve the previously unfulfilled promises of the Declaration. A fantastical channeling of original intent is not unlike the charlatans that peddled Spiritualism in days gone by.

For example, Alito does not speak for Senators John Bingham or Jacob Howard who authored the 14th Amendment, who both clearly stated that it applied the Bill of Rights to the States—a view finally adopted after years of denial by the Court in the face of contrary facts and clear language: a prior untenable and contradictory position that this Court seems to have revived.

The heart of the issue, which the Court’s draft opinion avoids at all cost, is whether a woman is a person or a citizen of the United States as defined under the Sixth and Fourteenth Amendments. Ruth Bader Ginsberg argued five cases before the Supreme Court beginning in 1971 that both men and woman are such and are therefore entitled to protection under the Equal Protection Clause of the 14th Amendment. This is really the issue that the Alito draft opinion—signed by at least five so-called conservative justices—would overturn.

Where Do We Go From Here?

The core liberty being attacked under this ruling is the basic acknowledgment that American women are both persons and citizens of the United States, and that, as such, they—and all of us—possess rights to privacy and physical autonomy. This is a basic question that needs to be answered directly.

This is not simply a question of abortion, nor is it solely the concern of women or of people of color because of its immediate impact. This is of interest to all people who wish to ensure that the Constitutional order instituted in support of civil rights and civil liberties against oppressive State action at any level of government is supported by the rule of law. To subject these rights to the whims of the States without due process or an unusual overarching state interest—is to allow justice on such fundamental rights to be inconsistently enforced and justice denied. Undermining them leads to the abrogation of other rights essential to liberty. It leads to oppression, theocracy, and autocracy.

Thus, the issue must be engaged on several fronts.

The first of these, of course, is to assert that a woman is both a person and that one naturalized or born here is a citizen under the law. The most direct way to enshrine this into law is through passage of an Equal Rights Amendment.

For all of Ruth Bader Ginsberg’s brilliant legal approach under the existing Constitutional language, there was always a way for those who would reverse these cases to invent an argument or theory to come to an opposite conclusion. For almost a century before the Ginsburg cases, the Court had done just that.

Much has been said and written in the press and media about the increasing political divisiveness in the United States, as if it were new or permanent. Its form is new, but its causes, impetus, and application whistle a familiar tune. The fact of the matter is that things change and can be changed as they have in the past. The 2020 election, despite all of the propaganda by the losers, proved that 91 million Americans can come together to take back their democracy.

The latest strategy of the pro-equality movement has been to rely on the 1972 ERA and to challenge its sunset clause. While their cause is laudable, their strategy and tactics are self-defeating, because they fail to build the message that will form the coalition needed to deliver their goal. The unfounded belief that the Court would not overturn women’s rights and the resulting political complacency also undermined the impetus for the Amendment. But this will be a new battle.

To win a battle, the lines must be drawn, the goals made clear, the purpose articulated and the opposition engaged at all levels. Democracy and its animating ideas are the culmination of thousands of years of human struggle, hope, and aspiration. Its appeal is universal, and so it is a war where ideas are the most effective weapon. Still, it takes extraordinary effort and determination to bring it about.

I am both an historian and political scientist, among my other vocations. When we look back at human civilization before 1776 all we can see, with a few minor exceptions, is a world of theocracy, monarchy, feudalism, dictatorship, autocracy, and oppression. This is what made the idea that became the reality of the United States so exceptional.

Still, there were artifacts of society that the founders under the Declaration of Independence—and later the framers of the new Constitution that replaced the Articles of Confederation—could and could not address, given their own political realities.

The first issue they did address was the separation of Church and State, given that up to 1776, the issues that could best rip a nation apart, or could oppress others, were conflicts and disagreements between religious creeds, the merging of government and religion, and the banning or interference with religion and belief. These provisions are both in the core document and the First Amendment.

But most significantly, the issues they decided not to address were those related to universal male suffrage, slavery, the position of women, and caste. These they left to future generations to sort out and they did so consciously. We know this because following the series of letters in which Abigail Adams wrote to John Adams to “remember the ladies,” Adams did attempt to address the issue and it is interesting that this issue, more than others, touched on all four of those listed above.

For many of the founders, the issues that raised the most profound challenges were those that caused them to determine how to overcome the laws and practices that originated in English and European feudalism.

For example, many Americans have not learned through their primary school history that Thomas Jefferson had actually included in the Declaration the abolition of slavery and the buying and selling of human beings. This passage was removed when those states that profited from the trade objected to it.

But most significantly, even the philosophy of John Locke was found to be too restrictive in its formulation of natural rights. Jefferson modified and democratized Locke’s phrase “life, liberty, and property” to a more expansive concept: “life, liberty, and the pursuit of happiness.” While Locke’s philosophical writings mentions the right of property throughout, the Declaration does not.

This universalist definition of liberty was left to future generations to address, particularly in regard to issues regarding property as a requirement of voting, for the position of women and others in society, and for the buying, selling, and enslavement of other human beings. These artifacts of feudalism and medieval law, as James Sullivan, whom Adams consulted noted, would need to be addressed. I would note the abundance of references in the Alito draft opinion to feudal and medieval thought and law.

So, we must pick up the baton of liberty again and do the hard work of convincing our fellow citizens through campaigning, picking responsible representatives that share the spark of equality and liberty. This must be done in every state, in every district, at every level of government. The concept of liberty and equality must be taught in every school, enforced and supported by every official of government.

This movement must be independent of political party. But it must be a coalition of like-minded groups concerned with individual liberty and autonomy. Our arguments must be factual and convincing. They must avoid polarizing language, but make clear the motivations and the consequences of the opposition’s position to both men and women.

Congress will need to write a new ERA which they know will fail in the short term, given the current state of politics. The movement for equality will need to take the responsibility to mobilize the people in a unified and concerted effort on this one issue alone. Through this one issue will follow other rights to be enforced and secured—and this is why the opposition to it has been so forceful.

The second front that must be opened is to confront the current political power structure. We must challenge in Court and in the political arena *anyone* who would assume power to abrogate the rights to personhood and citizenship of women and of their equality. The strategy of the opposition is to spread scare tactics. Those that were employed in the 1970s are quaint in the perspective today’s world: women in the workplace, women in the military, shared custody of children and child care, the option to an abortion pre-viability, gay marriage, and gender equality and fluidity.

We live with these realities of human nature now and the world has not fallen apart. This reveals the lie that undergirds the opposition to equality. For we are back to artifacts of medieval and feudalistic thought. The fear of empowering women is the fear of paternity and the presumption of male authority, but only certain males and certain authority. There are women all too willing to bolster this thinking at the expense of other women to gain advantage. Even our language is tilted toward demeaning terminology of women that have no equivalents when referring to men.

Here in Florida, we can see the new scary stories spread at the state governmental level regarding gay and transgender students and parents: the alleged horrors of gender-neutral bathrooms and women’s sports. One must ask oneself two questions when addressing these concerns, since they seem to resonate with the public: how likely is the worst case put forth to occur? And, even if true, would you give up your constitutional liberties in exchange for a sign on a public bathroom and the sexual designation of a competitive sport?

The third front to open against the opponents of equality is on the social and religious level. This will place abortion—which has been used as the main issue to undermine women’s rights—in its proper moral, ethical, and historical position. This removes the popular lexicon of these merely being “values issues” rather than a fundamental issue of equality and liberty.

The first step is to challenge the fundamentalist assertion of abortion. As the historian Garry Wills, who also happens to be a Catholic, has noted, it was not until 1930—in the face of modern medicine—that Pope Pius XI issued the encyclical Casti Connubii to forbid all ways to prevent procreation. This undermines Alito’s entire argument of a moral issue.

No major Roman Catholic theologian prior to the 1930 encyclical: not Dante, not Matthew, Mark, Luke, Paul, or even John that old misogynist; not St. Augustine nor St. Thomas Aquinas found a biblical prohibition against abortion. The latest argument since the encyclical is that it is an issue of natural law. But no major proponent of natural law considers a fetus to be a person independent of the mother. Only fanatics claim that a human person begins at “conception,” ignoring that about half of such fertilizations fail, making God the Chief Abortionist.

Such assertions of fetal personhood also fail medical and scientific scrutiny because a fetus before viability outside of the womb is still only a grouping of cells fully dependent on and part of the mother, just like any other cells, especially given the developing modern science of in vitro fertilization and cloning. A miscarriage in the Catholic Church is not prescribed to be baptized, given last rites, nor buried in consecrated ground. Alito and Barrett’s opinions on this topic are the most extreme among others of their faith, which seems to have infected their dishonest foray into secular jurisprudence.

Armed with these facts, we must align with traditional and universalist faiths, and with secular ethicists, that do not agree with the fundamentalist view on abortion. This includes the majority of Catholics, Jews, Buddhists, Muslims, Hindus, Unitarians, African-American Protestant sects, and mainline Protestant faiths.

At the end of the day, the question comes down to the fact that a woman is an equal, autonomous person under the law. We do not have to have the answers to everything else follows, just as the founders of the nation and the framers of the Constitution allowed that they could not. We simply need to enshrine this one core right which is under attack, and do the hard work to make it impossible to deny.

Sunday Contemplation for Monday — Finding Wisdom — Aristotle and the Nicomachaen Ethics

aristotle

At his best, man is the noblest of all animals; separated from law and justice he is the worst.

— Aristotle, Politics, Book 1, Chapter II

As a youth my father told me that all of the important questions about the world were first posed by the Greeks.  Aristotle had many good answers.  In reading him it is hard to believe that over two thousand years separate us from this brilliant mind.

The world that Aristotle inhabited in the 4th century B.C. was quite different from our own.  Civilization was quite new to our species.  Life was short.  Defenses against disease and injury were nonexistent except by the body’s own natural defense mechanisms and ability to recover.  The very nature of disease and bodily processes were not understood.  Food and shelter were contingent on the vagaries of the weather and easy availability of useable resources.  Tools were crude and most efforts very labor intensive.  Large areas of the globe were lawless.  Science as we would define it today was not possible nor conceivable.  The forces and laws of nature were described as the acts of gods, demons, and other fanciful creatures.  Tribal genesis stories abounded from every corner of the globe.  Where some form of law did exist, superstition and tribal loyalties largely trumped all other forms of social organization and individual concerns.  The Greek city-states, in particular, constantly warred with each other to claim hegemony over the Aegean peninsula.  Modes of transport were limited and crude.  Our species was even still hunted as prey by a number of apex predators.

That a man of Aristotle’s characteristics could emerge from that world is truly amazing.  He was, long before that word was invented, a Renaissance man for his time.  He explored natural history, which seemed to be his first passion.  He studied and classified the animals that he found around him.  As a matter of fact, his classification was in many ways superior to the Linnaean taxonomy that we use today, particularly in the manner in which he separated out vertebrates from invertebrates.  He also studied the stars, the weather, and a host of other subjects.  Many of his classifications and observations have turned out to be valid, based as they were in empirical methods.

His thirst for knowledge seems to have been insatiable.  But probably his most important contribution to our species were his ethical and political writings, in particular, the Nicomachean Ethics.  They anticipate every modern notion of ethics and morality that we value today, and qualify as a literature that transmits wisdom.  But it is worth noting that Aristotle’s writings did not come down to Western Civilization as a continuous tradition.  The line was severed with the long decline and fall of the Roman Empire.  Also, the nature of the medium used for transmitting written knowledge–papyrus–tended to deteriorate over time, particularly in wetter climates.  As Rome fell the great libraries of the east also were destroyed, some from warfare but most others through religious fanaticism, which viewed any knowledge other than that received from their theology to be a grave threat needful of destruction.  With the fabric of civilization torn apart, many centers of learning and the contents therein were abandoned and neglected, their contents left to deteriorate and crumble.

It was not until about the 12th century that Greek philosophy and Aristotelian literature was reintroduced to the West.  This occurred through several routes: the literature that made its way back to Europe from the Crusades, the efforts of William of Moerbeke, the Jewish translations from Greek to Arabic and then to Latin of the Classical works that were introduced through the Arab conquests of Eastern Europe and Spain, through the Italian trading states and Sicily, and through the efforts of the Al-Andalus polymath Ibn Rushd (Averroes) and other Arab translators and commentators of Classical works.  Thus, the travels of Aristotle’s ideas trace the history, conquests, and conflicts of the first 14 centuries of the modern era.

For Western Europe it was as if Aristotle’s ideas were introduced to Western Civilization anew.  The threat from this reintroduction was first and foremost to religious belief (tied as it is to social and political power structures), which had relied first on the metaphysical writings of Plato to support the idea of revealed truth.  Aristotle’s approach was to base conclusions about the world on observation, which allowed an alternative view of reality that conflicts with the doctrine of revealed truth.  To the monotheistic religions this was an unacceptable proposition.  The Western Christian church, in particular, sought to root out all influences of what we now know as empiricism, equating it with paganism and atheism.  (Not to mention the feared influence and association to Arabic and Jewish sources).  It was thus not until Thomas Aquinas used Aristotle’s logic and ethics–co-opting both and turning them on their heads in support of the Western Church fused with Plato–that the threat was deemed past.  So much was Aristotle absorbed into the Catholic and Christian cannon that it is difficult to know where religious ethics and logic begins and Aristotelian ethics and logic ends.

This hybrid Aquinas Aristotle, particularly in the use of logical deduction to support circular reasoning, came in the eyes of Renaissance and modernist thinkers, particularly in the rapidly advancing sciences, to be the core edifice to be overthrown in order for civilization to advance–and rightly so.  But the guilt by association and fusion also unfortunately relegated all of Aristotle’s unadulterated works to serve as mere historical examples in the evolution of Western philosophical thought and ethics in pre-modern times.  Only recently has the taint of intellectual oppression and retrograde beliefs been wiped from his legacy so that he has enjoyed a second rediscovery and revival of sorts.

Thus, the Aristotle that comes down to us is once again the polymath that learned from and exceeded the achievements of his teacher, Plato.  Ethics and philosophy prior to Aristotle was largely metaphysical and theoretical.  The approach in discerning reality was to assume creation.  For example, for Plato the “idea” of the elephant came first.  This idea is the ideal and perfect elephant living in its perfect environment.  All of reality is a corruption of the perfect idea of the elephant.  One can see why this approach would appeal to a theological mindset. It also happens to be pre-scientific gibberish.  But Aristotle was a practical man.  For him the elephants that we see are what nature intended–an elephant is an elephant, all the rest is nonsensical word salad.

Thus his ethics were also practical and they provide the first practical guidance on how to live a good life.  He actually wrote three different treatises on ethics but the most effective distillation of his views are found in the Nicomachean Ethics, which were based on lectures he gave at the Lyceum.  There is much in Aristotle that synthesizes what he learned from Plato but he goes further than his teacher to more practical matters.  This was a dangerous tact to take.  As long as philosophers talked about theoretical topics they did not threaten the power structure and were allowed to freely give their advice, especially if some of it was useful to those in power and influence.  Aristotle chose a different path and it is one that caused him much trouble later in life and led him to flee Athens from charges of impiety.

Aristotle bases his ethics on his observations of the natural sciences and so rather than taking a theoretical approach to what is right and wrong–or the age-old problem of the “is” versus the “ought,” his ethics is, instead, based on what he sees in the differences between animals and people.  As we read Aristotle we can see that his system of thinking flows logically from observations of the natural world to the differences in humans that make us so, to his ethics, which then influences his prescriptions for government.  According to Aristotle the key feature that distinguishes humans from other animals is our ability to reason.  It is this facility that provides our advantages over other creatures.  Our rational selves also allow us to choose to live well, to strive for excellence, and to seek what is good or virtuous.  Thus he distinguishes between self-interest, or the intermediate definitions of happiness, and the higher order of happiness and living well–what is good–as something that can only be achieved through virtuous action.

Thus, In this way he was not talking about good things individually but the ultimate definition of good.  The three characteristics in asking this question of what is good are to determine whether it is desirable for itself, it is not desirable for the sake of some other good, and all other goods are desirable for its sake.  His conclusion is “Happiness (flourishing), then, is found to be something perfect and self-sufficient, being the end to which our actions are directed.”  (Book 1, Chapter VII).  For example, seeking wealth, which seems to be the overarching obsession in our own age, cannot be a good for its own sake under this definition.  On the contrary, pursuing wealth, or some of the other pleasures of life as ends in themselves are a perversion of happiness, since they cannot in and of themselves lead to the ultimate happiness or good.  Wealth, power, influence, etc.are not new concepts and they were certainly all too well known by Aristotle and others of his age.  But, he tells, us that these are intermediate goals that can only be determined to be either good or bad in the manner in which they contribute to the ultimate good, which is human flourishing. He tells us, “…the good for people is an activity of the soul in accordance with virtue, or if there are more kinds of virtue than one, in accordance with the best and most perfect kind.”

In this way he anticipates Epicurus, though coming to many of the same conclusions through different methods.  His conclusion that it is human flourishing that is the ultimate good based on natural history also (informs and) anticipates by over 2,000 years the work of Sam Harris in The Moral Landscape in our own time.

But what exactly is a virtue?  He tells us that, rather than a hard and fast list of prescriptions that we must memorize, that virtue is one that is defined by its balance in avoiding extremes.  In Book 2 he states: “So virtue is a purposive disposition, lying in a mean that is relative to us and determined by a rational principle, and by that which a prudent man would use to determine it. It is a mean between two kinds of vice, one of excess and the other of deficiency…”  Once again, Aristotle is arguing for the use of our reason, which we would most closely associate today with the scientific method.  The truth is out there, he tells us, it is up to us to find it through observation and the use of our intellect.  Such determinations are imperfect things and are always open to additional study and revision.

This is not to take Aristotle’s relative methodology too far, which has been a criticism–albeit a naive one–that such “relative” methods can lead to injustice.  On the contrary, he uses reason to demonstrate that there are universal actions and feelings that are always wrong.  These include spite, shamelessness, envy, adultery, theft, and murder, among other deficiencies.  It is not that these things are wrong in their own right, that is, “envy is wrong simply because it is wrong,” but act against virtue and justice in their own way and, as such, are therefore wrong.  Aristotle is always the practical man.  In his discussion he points out that wisdom is achieved by the virtual person by a combination of knowing what is just and then applying experience through logos (reason) to act on it.  Later in Book 5 he tells us, “…(Justice) is complete virtue in the fullest sense, because it is the active exercise of complete virtue; and it is complete because its possessor can exercise it in relation to another person, and not only by himself.”

Much has been made of lately that somehow Aristotle supports the modern radical concept of self-interest, especially in the Ayn Randian and libertarian veins of thought, but this is another attempt of appropriation similar to that of Aquinas and nothing could be further from the truth.  One need only go to his Politics, which was an extension of the Ethics, to see this.   “He who is unable to live in society,” he wrote, “or who has no need because he is sufficient for himself, must be either a beast or a god.”

Such self-interested pursuits are defective and cannot serve the overarching virtue.  For Aristotle concludes in Book 10 that in order to achieve happiness (flourishing)–or something close to it–human beings must live in communities that foster good habits and govern to provide the conditions to live a well-lived, or virtuous, life.  While contemplation would probably provide the greatest amount of happiness since it provides individuals with the greatest opportunities to pursue reason and the answer to their questions, those who achieve wisdom and have the resources to do so as defined by the virtues are bound to contribute to the community, which is found in his writings known as the Politics.

We can see the influence of Aristotle, despite the taint of his philosophy by its appropriation by Aquinas, in the Enlightenment philosophers and he thought influenced other thinkers and the founders of our own country.  For example, Jefferson explains, in speaking of the Declaration of Independence, that “All its authority rests … on the harmonizing sentiments of the day, whether expressed in conversation, in letters, printed essays, or in the elementary books of public right, as Aristotle, Cicero, Locke, Sidney, &c.”  John Adams, in an essay penned on the eve of the American Revolution, defends the position of the colonists asserting that the revolutionary principles are consistent with what all reasonable people would support since they “are the principles of Aristotle and Plato, of Livy and Cicero, and Sidney, Harrington, and Locke; the principles of nature and eternal reason; the principles on which the whole government over us now stands.”

We must not take Aristotle’s Ethics too far or read too much in them.  He lived, after all, in a pre-scientific age that was, to borrow the words of the historian William Manchester, in “a world lit only by fire.”  His writings are not imbued with magic or divinely inspired.  But he points the way in basing morality and ethical conduct on “natural law” as opposed to that flowing from received authority, power, or wealth.  Later, in his politics, which is seen as a continuation of the Ethics, he comes to some interesting conclusions regarding governance, though they come down to us in fragments.

For example, he provides us with what we still use his taxonomy of types of governance, defining governance in terms of governments of one, governments of the few, and governments of the many.  In Book 2, chapter ii, he grapples with the dangers of totalitarianism and oligarchy–and the ability of the powerful to sway public opinion–concluding that “a state which becomes progressively more and more of a unity will cease to be a state at all. Plurality of numbers is natural in a state; and the farther it moves away from plurality towards unity, the less of a state it becomes and the more a household, and the household in turn an individual.”

He also, in Book 3, chapter IX, separates out the role of the state from one based on wealth and power and one based on total equal distribution of resources (what we would today define as communism).  In this way he posits that the role of the state isn’t only to provide defense or to define justice by economic measures in either extreme. “A state is not a mere society, having a common place, established for the prevention of mutual crime and for the sake of exchange…Political society exists for the sake of noble actions, and not of mere companionship.”

He ties the role of a good state to his Ethics, “So it is clear that the search for what is just is a search for the mean; for the law is the mean.”  A good citizen and a good government eschews extremism of any form and embraces inclusiveness.  “Justice therefore demands that no one should do more ruling than being ruled, but that all should have their turn.”  This does not, however, include those who do not live virtuous lives.  Wealth and power on the one hand, and popularity on the other, are extremes that undermine the purpose of government.  “A state is an association of similar persons whose aim is the best life possible. What is best is happiness (human flourishing), and to be happy is an active exercise of virtue and a complete employment of it.”  Jefferson himself echoed this purpose in his Autobiography, “Instead of an aristocracy of wealth,” he wrote, “of more harm and danger than benefit to society, to make an opening for the aristocracy of virtue and talent, which nature has wisely provided for the direction of the interests of society and scattered with equal hand through all its conditions, was deemed essential to a well-ordered republic.”

In conclusion, in Book 8, chapter ii, he holds that education must be established to support this goal.  “But since there is but one aim for the entire state, it follows that education must be one and the same for all, and that the responsibility for it must be a public one, not the private affair which it now is, each man looking after his own children and teaching them privately whatever private curriculum he thinks they ought to study.”  Once again, the wisdom of this prescription can be found from Jefferson throughout our formative years as a democratic republic, reaching well into the early 20th century.

One can see where these ideas would be viewed as dangerous to the Medieval Mind when they were reintroduced, which was governed under the concept of divine power being granted to temporal rulers, thus making it all the more urgent that his teachings be appropriated.  But they would be dangerous in any age and it should not surprise us that various individuals, governments, and organizations attempted to expunge his writings from history.  His prescriptions on ethics and governance were of great import in his own time, since he schooled the man who became known as Alexander the Great.  That his teaching did not fully impact his time is borne out by history.

Upon Alexander’s death his ideas became conflated with Macedonian influence and domination which under new-found Athenian independence was considered treasonous.  It was while fleeing Athens that he died.  Thus, the man we view as a giant today was, in reality, simply a man, albeit one of great learning, who sought to influence his own times with a better way of living.  He is considered a giant of philosophy not because of who he was in his own time but because of the strength of his ideas, which speak to us today.

We can see his influence, synthesized and informed by the experience of later generations of thinkers, in these concepts:

“We hold these truths to be self-evident, that all men are created equal, that they are endowed by their Creator with certain unalienable Rights, that among these are Life, Liberty and the pursuit of Happiness –That to secure these rights, Governments are instituted among Men, deriving their just powers from the consent of the governed,”

“We the People of the United States, in Order to form a more perfect Union, establish Justice, insure domestic Tranquility, provide for the common defence, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity,…”

These ideas are still being challenged by old concepts in updated clothing.  The challenge to civilization has always been the conflict between the interests of wealth and power on the one hand and justice dedicated to the public good on the other; and whether legitimacy and the definition of justice is derived from reason in which the truth can be found by people of education, or from some higher authority based on privilege or revealed wisdom.